COMMON QUESTIONS

FEES & MINIMUMS 

Carlsbad Wealth Advisory Group is compensated only by fees paid directly by our clients. We receive no commissions, no third-party payments, and have no financial interest in any investment product we employ for our clients.

 

To ensure we remain able to provide the highest quality services to our clients, we observe a minimum threshold for new client relationships: a portfolio of liquid investable assets of at least $500,000 to be managed by Carlsbad Wealth.

 

Fees for investment management are debited from clients’ accounts according to the following schedule:

  • 1% annually for the first $500,000; plus
  • .75% annually for amounts greater than $500,000 up to $3,000,000; plus
  • .50% annually for amounts greater than $3,000,000

 

Fees for planning services are based on the hourly rate of $350/hr. Planning clients are only billed for planning services received. Carlsbad Wealth does not charge yearly retainer fees.

 

Please see our SEC filing, ADV Part II for more information regarding fees. A copy of the ADV Part II is available on request.