Carlsbad Wealth Advisory Group
is compensated only by fees paid directly by our
clients. We receive no commissions, no third-party
payments, and have no financial interest in any investment
product we employ for our clients.
To ensure we remain able to provide
the highest quality services to our clients, we observe
a minimum threshold for new client relationships: a
portfolio of liquid investable assets of at least
$500,000 to be managed by Carlsbad Wealth.
Fees for investment management
are debited from clients’ accounts according
to the following schedule:
- 1% annually for the first $500,000; plus
- .75% annually for amounts greater than $500,000 up to $3,000,000;
- .50% annually for amounts greater than $3,000,000
Fees for planning services are based on the hourly rate of $350/hr. Planning clients are only billed for planning services received. Carlsbad Wealth does not charge yearly retainer fees.
Please see our SEC filing, ADV Part II for more information regarding fees. A copy of the ADV Part II is available on request.